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Regulators & Key Institutions

De-risking AML

De-Risking AML – Strategies and Alternatives In an era of increased regulatory scrutiny and expectation, and as AML failures result in high-profile financial penalties, banks and financial services firms around the world seek to mitigate the threats they face and […]

RBI

What is RBI? Simply put, RBI stands for the Reserve Bank of India and is responsible for regulating India’s financial markets and maintaining economic stability. Established by the Reserve Bank of India Act 1934, and commencing operations on 1 April […]

BaFin The Federal Financial Supervisory Authority

What Is BaFiN? BaFin is Germany’s financial regulator and is responsible for ensuring the stability and integrity of the German financial system. The Federal Financial Services Authority (BaFin) was established in 2002 to serve as the primary regulator of Germany’s […]

Japan FSA

What is Japan’s FSA? Japan’s FSA (Financial Services Agency) is the principal regulatory body responsible for the stability of Japan’s financial system. Originally created in 1998 as an administrative wing of the Prime Minister’s Office, Japan’s Financial Services Agency (FSA) […]

CFATF - Caribbean Financial Action Task Force

The CFATF works to implement counter-measures against money laundering and terrorism financing across the Caribbean. What is the Caribbean Financial Action Task Force? The Caribbean Financial Action Task Force (CFATF) is an intergovernmental organization of 24 territories in and around […]

FICA South Africa

What is the Financial Intelligence Centre Act (FICA) South Africa? The Financial Intelligence Centre Act is South Africa’s primary anti-money laundering and counter-terrorism financing legislation. South Africa’s Financial Intelligence Centre Act (FICA) was introduced in 2001, establishing the country’s Financial […]

The Reserve Bank Of New Zealand (RBNZ)

What Is The Reserve Bank Of New Zealand (RBNZ)? The Reserve Bank Of New Zealand (RBNZ) works to maintain the stability of New Zealand’s monetary and financial system and provides regulatory oversight for banks and other financial institutions. The RBNZ […]

FINMA The Swiss Financial Market Supervisory Authority

With authority over financial markets, FINMA is responsible for ensuring that financial institutions in Switzerland operate in compliance with the law. The Swiss Financial Market Supervisory Authority (FINMA) was established on 22 June 2007 as a merger of the Anti […]

What is FINTRAC?

Have You Met Canada’s Financial Regulator, FINTRAC? The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) was created in October 2000 as Canada’s financial intelligence unit and is responsible for identifying money laundering and terrorism financing activities. Established under […]

European Banking Authority (EBA)

What is the European Banking Authority (EBA)? The European Banking Authority supervises the banking industry across the European Union with the goal of maintaining financial stability. The European Banking Authority (EBA) was established on 1 January 2011, taking over the […]

To identify and prevent money laundering, terrorist financing, and other fraudulent activities, the AMF has the power to set rules, conduct investigations, and issue sanctions and fines to companies found to be in breach of compliance obligations. The AMF may also censure individuals within a financial institution, including company directors, employees, officers, or anyone acting on behalf of a financial entity.