Is Cryptocurrency Legal in Gibraltar? Cryptocurrencies: Not considered legal tender Cryptocurrency exchanges: Legal, must register with the GFSC Gibraltar is a global leader in cryptocurrency regulation: while cryptocurrency is not considered legal tender in the country, cryptocurrency exchanges are legal […]
Is Cryptocurrency Legal in Malta? Cryptocurrencies: Not legal tender Cryptocurrency exchanges: Legal, regulated under the VFA Act Malta has taken a very progressive approach to cryptocurrencies, positioning itself as a global leader in crypto regulation. While cryptocurrencies are not legal […]
Is Cryptocurrency Legal in Estonia? Cryptocurrencies: Not legal tender Cryptocurrency exchanges: Legal, must register with the Financial Intelligence Unit (supervised by Financial Supervisory Authority). Estonia cryptocurrency regulations are open and innovative, especially in comparison to other EU member-states. Although not […]
Asia is the world’s largest trading market for cryptocurrency, and it has one of its most diverse regulatory environments. Crypto regulations in Asia fall across a spectrum. While many territories have paved the way for the adoption of cryptocurrencies, others […]
What Is The United States Department Of Justice? The United States Department of Justice is the federal government agency responsible for enforcing laws and administering justice across the United States. The DOJ’s purpose is to protect the public from foreign […]
What is the FCA? Simply put, the Financial Conduct Authority (FCA) is an independent, non-governmental body that is responsible for regulating the UK’s financial services industry. Read on for further information on ‘what is the FCA’, to discover what they […]
What is The OCC – Office of The Comptroller of the Currency? An independent bureau of the US Treasury, the Office of the Comptroller of the Currency (OCC) is a regulatory organization which oversees the federal banking system of the […]
What is the NYSDFS? The New York State Department of Financial Services (NYSDFS) is the governmental body responsible for regulating all financial services and products in the state of New York. As a state-level regulatory office, the NYSDFS has a […]
What is the US Securities And Exchange Commission (SEC)? The Securities and Exchange Commission (SEC) is an independent government agency responsible for regulating the securities industry in the United States. In this capacity, it pursues a three-part mission: to protect […]
What Is FINRA (Financial Industry Regulatory Authority)? What is FINRA? The Financial Industry Regulatory Authority (FINRA) is a non-governmental, not-for-profit organization which acts as a self-regulatory body for brokers and dealers in the USA. The largest governing body of its […]
1. Case Management and Audit Trail How easy is it going to be to escalate alerts to more senior staff members, add comments, add attachments and have an audit trail of all activity? Any transaction monitoring system ought to be […]
Transaction monitoring is challenging. Suspicious activity for one customer is normal business for another. Typologies change constantly, false positives dominate compliance teams’ workflow, and the risk of missing something looms large. Commercial pressures around expansion and rapid growth are at […]
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